Bootstrap Institute logo Doug Engelbart's
   Colloquium at Stanford
An In-Depth Look at "The Unfinished Revolution"
Session 3
Nanotechnology and molecular manufacturing: 
Opportunities and risks
Neil Jacobstein1.*
- unedited transcript -

Many of you are already familiar with molecular nano technology concepts. For those of you who are not, I will briefly review the concepts, talk about some of the upside and applications that are possible. Then, I'll review some of the risks that are not usually talked about in the research community. And then we'll talk about some guidelines for the responsible development of the technology. 
 

What is Molecular Nanotechnology?

Currently, Molecular Nanotechnology (MNT) is research and development focused on:

  • Precise, inexpensive control of matter
  • The ability to fabricate 3D, aperiodic structures that are specified with atomic precision, and do not violate physical laws
  • A revolution in our relationship to atoms, as fundamental as computing was in transforming our relationship to bits.

Currently, Molecular Nano technology is a research and development activity. It has not quite happened yet. We have 2D nano lithography, molecular electronics, lots of nano-scale activity. But, specifically we are talking about the precise, inexpensive control of the structure of matter. And, we're talking about the ability to fabricate 3D, a periodic structures-or irregular structures-that are specified with atomic precisions, and of course, they do not violate physical laws. What we're after is the ability to pick a place molecule exactly where we want them. I believe that when this occurs we will have a revolution in our relationship to atoms as fundamental as the computer was in transforming our relationship to bits.

Fig. 1

This goes back, way back, to 1959 to a talk that the Nobel Prize winning physicist, Richard Feynman gave at CalTech where he talked about the "plenty of room at the bottom." Where he said: "The principles of physics, as far as I can see, do not speak against the possibility of maneuvering things atom by atom. It is not an attempt to violate any laws; it is something, in principle, that can be done; but in practice, it has not been done because we are too big." Well, it's not clear that the reason we haven't done it is that we're too big. I think he was joking about that. Clearly, we have these ability examples in the biotechnology arena.
 

Feasibility
  • Biotechnology: photosynthesis, human reproduction - demos of molecular fabrication 
  • State of the practice allows us to manipulate individual atoms with SPM
  • The applied science foundation is explicated in detail in Eric Drexler's 1992 book Nanosystems
  • Over the past decade, the feasibility debate has shifted to how and when, not if.
  • For the ongoing debate on this, see:

  • http://www.imm.org or http://www.foresight.org

We have photosynthesis, which grabs carbon dioxide; cleaves the carbon, releases the oxygen, synthesizes glucose, polymerizes that glucose into cellulose; and thus, we have wood, which we use as an indigenous building material almost everywhere. You may be amazed that the reason why our houses deteriorate so rapidly is that the termites that attack our houses have the enzyme that cleaves the cellulose back to the component glucoses-we're basically building our houses out of candy. So we also have the example of people: who start out as fertilized eggs, and nine months later turns into gurgling babies. These are examples of control at the molecular level. The state of the human technology practice, however, is much more primitive. We can manipulate individual atoms with scanning probe microscopy, but that's currently a very primitive practice, as we shall see. 

The applied science foundation for molecular nano technology has already been laid out. It was done so by Eric Drexler in an excellent book called, Nanosystems, in 1992. I recommend it to any of you who are interested in diving into the details. Over the feasibility debate has shifted from "Nano technology is impossible; it's science fiction," to really a debate about "how are we going to do it; and, when is it going to happen," not "if" it's going to happen. And for the details on the debate, I have some URL's for you. They include IMM, the Institute for Molecular Manufacturing, and Foresight.

Fig. 2

This is an example from IBM-Zurich of the ability to move molecules with scanning probe microscopy. You can see in the box up at the upper left, here, we have a lattice of six molecules. They are composed of about 173 atoms. They run a scanning tip through them to break them up. And then, they reassemble them down at the bottom into-number six, here on the bottom right-into a ring structure that is not typically found in nature.

Fig. 3

Ned Seeman, at NYU, has utilized the sticky ends of DNA to get the DNA to self-assemble into an octahedron shape. This is actually a truncated octahedron that can be used as a platform for building other structures.

Fig. 4

Richard Smalley's group at Rice University has been working with Carbon60, or Buckyballs.
They form Buckytubes from these Buckyballs. 

Fig. 5

These tubes have amazing tensile strength. They can be used also as very sharp tips for scanning probe microscope. You can see in the slide marked A; this big structure here is the former tip of this very precise device. And, over here, we have a Buckytube that was basically adhered to the old tip using glue. And the new tip is 5 nanometers in diameter and 250 nanometers long. It is a very sharp tip. 

Fig. 6

Long before the capability has come into play, Eric Drexler and Ralph Merkle did some design ahead for a planetary gear at the molecular level. And they went so far as to simulate the properties of this gear. And, if you look at the Zyvex site, Ralph Merkle has an excellent set of URL's and resources for exploring nano technology at the molecular level. 
 

Molecular Assemblers
  • Wet chemistry today largely depends on controlling lab conditions so that large numbers of molecules react to form a product
  • A central goal of molecular nanotechnology is to develop a molecular assembler - a set of "hands" that will let us put molecular parts exactly where we want them,
  • Assemblers could vastly increase the range of molecular structures that we can build
  • Eventually, we will build self-reproducing assemblers to achieve low cost, industrial scale manufacturing

Wet chemistry today largely depends on controlling lab conditions--like temperature, and pressure, and pH-so that large statistical aggregates of molecules will react to form some yield of reaction product. But, the central goal of molecular nano technology is to develop a molecular assembler, or a positional controller, that can act like a set of "hands" that will let us put molecular parts exactly where we want them. These assemblers could vastly increase the range of structures that we'll be able to build. And when we get to the point of being able to build these things so that they can self-replicate, we'll be able to drive cost down dramatically and achieve industrial-scale manufacturing.

Fig. 7

Here is a proposal from Eric Drexler on a Molecular Positional Device, an assembler. This is based on the concept of a Stewart platform, with six degrees of freedom. 
 

Timing: When Will Molecular Nanotechnology
Happen?
  • Nanofabrication in 2D semiconductors is here today, but 3D, atomically precise, industrial molecular nanotechnology (MNT) is not.
  • How long it takes depends on what we do, and on how fast the technology evolves
  • Trends in computing hardware, and an informal consensus of the R&D community suggest it may happen in the 2010 to 2020 time frame
  • When MNT happens, we will experience explosive change - we need to prepare now.

So, the question, "When will Nano technology happen?" really depends on what kind of nano technology you're talking about. If you're talking about nano fabrication in 2D semiconductors and some molecular electronics, and biotechnology that's is a form of nano technology, that exists today. But the 3D, anatomically precise, pick-and-place capability is not here today. And how long it takes to arrive will depend on our capability infrastructure, like Doug has been talking about; on research funding; and on how fast the technology will evolve. If you look at the trends in computing hardware, and do an informal poll of the nano technology research community, usually the answer you'll get is something around fifteen years from now we'll be able to see this technology really hit hard-sometime in the 2010 to 2020 timeframe.

It will happen. And, when it happens, society will experience explosive changes. We think we need to begin preparing for those changes now.
 

Applications
  • Information Systems
  • Building materials
  • Medicine
  • Environment
  • Space Industrialization
  • Security and Defense
  •  

So, I'll briefly go through applications, and information systems, building materials, medicine, environment, space industrialization, and security and defense.
 

Future Information Systems
  •  Pack more computing power into a sugar cube sized device than the sum total of all the computer power that exists in the world today
  • Store more than 1021 bits in the same volume
  • & Deliver the equivalent of more than a billion Pentiums operating in parallel

When we get the capability we'll be able to pack more power into a sugar cube sized device than the sum total of all the computing power that exists in the world today. We'll be able to store more than 1021 bits in that same volume. We will have the equivalent of more than a billion Pentiums operating in parallel. 
 

Future Building Materials
  • Instead of using photosynthesis to grab carbon atoms out of the air and polymerize glucose into cellulose, we will utilize MNT to arrange carbon atoms into diamondoid sheets and structural materials
  • 50 times the strength of current metallic alloys
  • Costs on the order of ~10-50 cents per kilogram
  • This will enable us to do the unthinkable: rebuild our cities, distribute abundance, industrialize space

Instead of using photosynthesis to create cellulose or wood, we could extract carbon atoms from CO2 and we could polymerize the carbon atoms into a sheet of diamondoid materials. Those materials could have a tensile strength that is 50 times the tensile strength of current metallic alloys, like titanium. This will drive down the cost of per kilogram of this kind of building materials to about 10 to 50 cents. And, it will enable us to do some things that are currently unthinkable. Whether we do these things or not will depend on our capability infrastructure and our values. But, we will be able to rebuild cities, distribute abundance, and industrialize space. 
 

Medicine
  • Illness and disease are caused primarily by damage at the molecular and cellular level
  • MNT will enable surgical tools that are molecular both in size and precision
  • Embedded computers much smaller than a single cell will be able guide these surgical tools
  • Today, the inability to repair cell structure means that loss of cell function results in deterioration: function must be preserved
  • Future cell repair systems will enable structural repair. Cell function can be restored provided cell structure can be inferred: structure must be preserved to restore function

In the medical arena: illness and disease are caused primarily by damage at the molecular and cellular level. Molecular nano technology will enable us to build surgical tools that are molecular both in size and in their precision. We'll be able to embed computers in these tools. And, we'll be able to do cellular repair. Today, the inability to repair cell structure means that loss of cell function results in tissue deterioration; so, the function has to be preserved. In the future, when we develop cellular repair systems, we will be able to restore cell function if we have a blueprint, or a map, of the structure. And thus, we can use structure as a guide to restore function. That will be a real revolution in medicine.
 

Environment
  • Most pollution today is a byproduct of manufacturing, transportation, and energy production
  • MNT is atomically precise, thus zero emissions
  • Impact = Population x Affluence x Technology
  • MNT could be used to clean up toxic waste sites by disassembling toxic chemicals into harmless components
  • MNT could enable a total redesign of our cities, transportation base, energy systems, and relationship to the environment

In the environment arena: most pollution today is a byproduct of dirty manufacturing, transportation, and energy production. We are not picking-and-placing molecules exactly where we want them. But since molecular nano technology is atomically precise, we will have a zero emission manufacturing technology, or transportation technology, or energy production technology. If you ask Paul Urlet he will tell you that environmental impact is a function of population times affluence times technology. We know that we already have a fairly large population, over six billion, and the future of that will grow geometrically. Eventually it will level off-hopefully sooner rather than later. But any way you look at it, we have to focus on the technology end of this equation: to try to get zero emission technology for lower environmental impact. Molecular nano technology could also be used to disassemble toxic chemicals into their component parts. It could also be used to redesign our fundamental housing, transportation, and energy systems.
 

Space Industrialization

Currently space industrialization is blocked by the high cost of vehicle and payload shooting them into space. Molecular nano technology will enable us to warrant vehicles that have a structural mass that is reduced by about a factor of 50. And the cost per pound for creating that mass will be under a dollar. So, we'll be ale to reduce the cost of low earth orbit by a factor of better than 1,000. This came out of a NASA and National Academy of Sciences study in 1977.
 
 

Military Applications

"Military applications of molecular manufacturing have even greater potential than nuclear weapons to radically change the balance of power."
     Admiral David E. Jeremiah, USN (Ret)
     Former Vice Chairman, Joint Chiefs of Staff
     November 9, 1995

This is a quote from Admiral Jeremiah, who is a retired vice-chairman of the Joint Chiefs of Staff. In 1995 he said: "Military applications of molecular manufacturing have even greater potential than nuclear weapons to radically change the balance of power. So, if you can design and manufacture nearly everything that you can imagine, you also can design and manufacture weapons systems, or intelligence systems, security systems. So we have some risks to go with the upside opportunities.
 

Dealing with the Risks
  • MNT will amplify our powers vastly - this is only good news if those powers are used wisely.
  • MNT could be considered a potential WMD technology, along with with Chemical, Biological and Nuclear Weapons.
  • MNT is a potential environmental hazard, along with other bioactive agents such as DDT, dioxin, and PCBs.
  • Minimize the potential for reflexive and uninformed government regulation
  • IMM and Foresight's goal is to educate MNT researchers about potential risks, introduce development guidelines & self regulation early
  • We focus on the unprecedented benefits of MNT, as well as the potential problems.

Dealing with the risks really means that we have to consider what the range of risks could be and think about using our newfound powers wisely. Molecular nano technology could be considered a weapon or potential weapon of mass destruction, similar to chemical, biological, and nuclear weapons. Or, it could be considered a potential environmental hazard because it could be interpolated into DNA or introduced into biological cycles in undesirable ways. This creates the potential for very reflexive and uninformed government regulation. They say, "Oops. There's a risk here-let's regulate." What we're after is some foresight in the development of this technology. And we're after seeing if we can educate researchers about the potential risks, introduce development guidelines, and see if we can encourage the research community to self-regulate early. This happened in 1971 in the biotechnology community; and it was done remarkably successfully with the advent of the NIH recombinant DNA guidelines. So our community, that is, IMM and Foresight communities, are focused on the unprecedented benefits of molecular nano technology; and we're simultaneously addressing the risks-rather than addressing the risks as an afterthought. 

Fig. 8

You could look at this ellipse as representing the possible structures that could be built with molecular nano technology; you can see that some of the structures that could be built have some undesirable characteristics.
 

Biological Systems Interactions
  • Living things have co-evolved internal components and external ecological interactions - still poorly understood.
  • Humans have released thousands of synthetic compounds which interact with organisms and ecological cycles in unplanned, and often harmful ways.
  • MNT systems and products will interact with the biological environment
  • Incumbent on the designers (us) to understand in advance, as best we can, how these interactions may occur.

And, the reasons why really have to do with fact that they interact with the biological world. Living things have co-evolved internal components and external ecological interactions; these interactions are still poorly understood. We know that, in the last century, humans have released thousands of synthetic compounds, which interact-which still interact-with organisms and ecological cycles in unplanned, and often damaging ways. So, molecular nano technology systems and products are going to interact with the biological environment. We know that know. So it's incumbent on us to understand in advance, as best we can, how to deal with that problem. The problem is one of interacting with complex control systems that have evolved over four billion years. 
 

Complex Control Systems
  • 4+ billion yrs of evolutionary R&D in living organisms.
  • Many of nature's component designs are ad hoc and inefficient from an engineering perspective
  • MNT products may improve on specific natural components, but they must "fit" with the environment
  • Humans tend to make linear connections from point A to point Z in a complex web of nodes, often short circuiting a delicate ecological network.
  • Hard to make sudden "improvements" that work well with the rest of the finely tuned bio control systems.
  • Ecological control systems tend to be non-linear and extraordinarily complex - major challenge.

Many of nature's components are ad hoc. In some cases, from and engineering perspective, they can be improved upon. But any of our improvement has to fit with the environment. And humans have a tendency to make linear connections between point A and a big tangle of complex interactions, and node Z in that same tangle of interactions, and just draw a line from A to Z, cutting across all the cyclical interactions. That can have disastrous consequences. So what we're after is being able o interact intelligently with non-linear, and extremely complex, control systems. This is a major challenge for our capability infrastructure. 
 

Interventions Tend to Cause Problems or Tradeoffs
  • It is difficult to do one thing and not cause some system-wide consequences - AKA "side effects"
  • Systems are a connected whole in which interactions have a distribution of consequences, and some part of the system may "pay" for changes in other parts of the system.
  • MNT may provide unprecedented economic, environmental, and technological gains in some areas, and related losses in other areas.
  • MNT designers should consider the range of likely consequences - laws will require this.

It's difficult to do just one thing and not cause system-wide consequences. We tend to call those consequences "side effects." But they are not side effects really, they're just effects in the system which we're interacting with. They're only side effects from the point of view of our linear human purposes. So, what we have to have to do is pay attention to the possibility that we may be improving the system in one dimension and degrading it somewhere else. This is something you can anticipate now. And so, what we ought to do is look at the range of possible consequences and start doing some design ahead. It's very clear that we'll eventually have laws that will require us to do this. 
 

1999 Foresight/IMM Monterey Workshop on
Nanotechnology Development Guidelines

Goal: To produce principles and specific guidelines for the responsible development of MNT. See http://www.foresight.org

Participants: James Bennett, Greg Burch, K. Eric Drexler, Neil Jacobstein, Tanya Jones, Ralph Merkle, Mark Miller, Ed Niehaus, Pat Parker, Christine Peterson, Glenn Reynolds, and Philippe van Nedervelde

Long before there'll be any laws to requiring us to think about these things-in February of 1999 a group of people from IMM and Foresight got together to produce principles and specific guidelines for the responsible development of molecular nano technology. The participants are listed here on the bottom. Tonya Jones is handling audio; she's one of the people that joined us for that workshop.
 

MNT Development Guidelines
  • MNT guidelines for developing self-replicating machines should be analogous to those set by the United States National Institute of Health (NIH) for recombinant DNA. These guidelines should incorporate additional provisions for inherently safe designs, such as:

  • - absolute dependence on a single artificial fuel source or artificial "vitamins" that don't exist in any natural environment;
    - sealed assembler labs;
    - making devices that return to an off state, and are dependent on broadcast transmissions for replication or in some cases operation;
    - other innovations in safety technology developed specifically to address the potential dangers of MNT.

What we were after was some look ahead. We wanted guidelines that were similar to the guidelines for NIH for recombinant DNA. Those guidelines, as I mentioned before, were remarkably successful; in fact, so successful that they were relaxed over time because the researchers were too conservative in regard to their guidelines. And they found that they could be a little bit less conservative after they had gotten some experience in working with the technologies. So some examples of design guidelines would include things like, in these molecular nano-devices we could create an absolute dependence on a single artificial fuel source that does not exist in the natural environment. We could do hazardous experiments inside of a sealed assembler lab. 

We could make devices that could turn to an off state automatically-like when you take your foot off the pedal, it turns to an off state. And, it could depend on a broadcast transmission for replication, or in some cases, a broadcast transmission just for operation without replication. We could route control signal paths throughout a device so that subassemblies won't function independently. We have, actually, quite a few of these guidelines; I've included them in an appendix to these slides. 
 

Summary: Tools As Powerful As Our Problems
  •      For the first time in human history, we may be developing tools as powerful as our problems 
  • If we don't learn rapidly how to use these tools responsibly, the consequences will be severe.
  • Developing and using these tools effectively requires the capability infrastructure proposed by www.bootstrap.org.
  • Molecular nanotechnology will happen, and it will transform the playing field for humanity
  • You can join www.imm.org as a Senior Associate to help make this transition as responsible as possible.

So, in summary, I believe that, for the first time in human history, we may be developing tools as powerful as our problems. But, if we don't learn rapidly how to use these tools responsibly, undoubtedly the consequences will be severe. Developing and using these tools effectively will require the capability infrastructure that Doug and Bootstrap have talked about for years. What we're talking about here really involves tools, information system tools, to build tools and to use them wisely. Molecular nano technology will happen. And it will transform the playing field for humanity. If you'd like to participate in the dialog to help make the transition possible, join Bootstrap, Foresight, IMM, and participate in this transition.

Thanks. 

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